Our comprehensive written exams cover material often taught in one of our foundational courses. Each instance of the associated course(s) covers a subset of the exam topics, so students generally must study additional topics independently to prepare for the exams.

Exams are offered twice per year, in August and in January the week before classes begin.

Revised Exam Guidelines

Our written exams serve the following important purposes:

  • to ensure Ph.D. students have reached a satisfactory level of mastery for core areas of mathematics which relate to their field of study;
  • to encourage Ph.D. students to study advanced topics independently and in depth to ensure they can pursue independent research;
  • to ensure Ph.D. students are capable of expressing mathematical ideas clearly and precisely as required for eventual exposition of new results.

Our PhD Programs require completion of 3 exams at the PhD level. This generally requires answering 2 of 3 questions on the exam correctly and making significant progress on the third.

Our Masters Programs require completion of 2 exams at the Masters level. This generally requires answering 1 of 3 questions on the exam correctly and making significant progress on a second.

The information below should serve as a guide for students in preparing for these exams, but topics and exam structure may vary by semester. Similarly, past exams provide samples of previous exam problems but should not be considered a definitive resource for the scope of future exams.

  • The Algebra Exam is a 3 hour written exam with 6 to 7 problems.

    • Students with 4 essentially correct solutions and no significant errors earn a PhD pass.
    • Students with 2 essentially correct solutions and significant progress toward a third earn a Masters pass.

    Topics typically covered include:

    Groups: Review of elementary group theory, isomorphism theorems, group actions, orbits, stabilizers, simplicity of An, Sylows theorems, direct prod- ucts and direct sums, semi-direct products and extensions of a group by an abelian group, Fundamental Theorem of Abelian Groups, solvable groups.

    Fields: Relative dimensions, automorphisms, splitting fields, isomorphism extension theorem, sep- arable extensions, Galois correspondence, Funda- mental Theorem of Galois Theory, principal element theorem, traces and norms, radical extensions, finite fields, cyclotomic extensions, inseparable extensions, algebraic closure.

    Commutative Algebra: Localization, integral extensions, unique factor- ization domains, Eisenstein criterion, principal ideal domains, Noetherian rings, Hilbert basis theorem, varieties, Zariski topology, Hilbert Nullstellen- satz.

    Modules: Irreducible modules, torsion modules, free modules, projective modules, modules over PIDs, chain conditions, tensor products, exact se- quences. Noncommutative Rings: Artinian rings, Jacobson radical, Artin- Wedderburn theorem, Maschke’s theorem, Skolem- Noether theorem, divi- sion rings, Wedderburns theorem on finite division rings.


    References:

    • D. Rotman, An introduction to the theory of groups
    • S. Lang, Algebra
    • T. Hungerford, Algebra
    • T.Y. Lam, Lectures on modules and rings
    • M. Atiyah and I.G. MacDonald, Introduction to commutative algebra
    • D. Dummitt and R. Foote, Abstract algebra
  • The (Real) Analysis exam typically has four questions. The passing requirements are:

    • Students with 2 correct solutions earn a PhD Pass
    • Students with 1 essentially correct solution in one problem and significant progress on another problem earn a Masters Pass

    Topics typically covered include:

    Measures: Sigma-rings, sigma fields. Set functions and measures. Outer measure. Construction of measures on Rn. Variation of signed measures. Hahn decomposition theorem. Absolute continuity. Mutually singular measures. Product measures. Regular measures. Measurable functions. Signed and complex measures.

    Integration: Definition and basic properties of integrable functions over an abstract measure space. The Riemann integral and its relation to the Lebesgue integral. Lebesgue’s dominated convergence theorem and related results. Radon-Nikodym theorem. Fubini’s theorem. Convolution. The n-dimensional Lebesgue integral. Polar coordinates.

    Convergence: Almost everywhere convergence, uniform convergence, almost uniform convergence, convergence in measure and in mean. Egoroff’s theorem. Lusin’s theorem.

    Differentiation: Lebesgue differentiation theorem. Maximal function. Vitali covering lemma. Bounded variation. Absolutely continuous functions. Fundamental theorem of calculus.

    Metric spaces: Topological properties, convergence, compactness, completeness, continuity of functions.


    References

    • G.B. Folland, Real Analysis: Modern techniques and their applications
    • P. Halmos, Measure Theory
    • W. Rudin, Real and Complex Analysis
  • The PDE exam has three questions. The passing requirements are:

    • Students with 2 essentially correct solutions and some progress toward a third with no significant errors earn a PhD pass
    • Students with 1 essentially correct solution and significant progress on another problem earn a Master pass

    Topics typically covered include:

    First order equations: Method of characteristics for fully nonlinear, quasilinear, and linear cases. The Cauchy problem.

    Laplace equation: Harmonic and Subharmonic functions. Mean value property. Harnack principle. Maximum principle. Liouville’s theorem. Poisson formula. Green’s function.

    Heat equation: Cauchy problem. Energy equality. Maximum principle. Nonhomogeneous heat equation. Backward uniqueness.

    Wave equation: D’Alamert’s formula. Spherical means. Energy equality. Duhamel’s principle. Domain of dependence.

    Sobolev spaces: Weak derivatives. Embedding theorems (Gagliardo-Nirenberg and Morrey). Rellich compactness theorem. Trace theorem. H-1 space. Rademacher’s theorem.


    References:

    • L.C. Evans, Partial Differential Equations
    • G.B. Folland, Introduction to Partial Differential Equations
    • F. John, Partial Differential Equations
  • The (Applied) Probability exam usually has 3, or sometimes 4, problems. On a 3-question exam:

    • Students with 2 essentially correct solutions and some progress toward a third with no significant errors earn a PhD pass.
    • Students with 1 essentially correct solution and significant progress toward a second, or 0 essentially correct but significant progress on all 3, earn a Masters pass.

    Topics typically covered include:

    Foundations of probability: Equally likely outcomes, principles of counting, permutations, combinations. Principle of inclusion/exclusion. Conditional probability. Independence. Random variables, distributions, joint distribu- tions (continuous and discrete), functions of random variables and vectors.

    Properties of Random Variables: Expectation, moments, generating func- tions (for distributions of integer-valued random variables and general se- quences), moment generating functions, characteristic functions (excluding continuity theorem and Bochner’s theorem). Basic inequalities (Cauchy- Schwarz, Chebyshev, H ̈older, Jensen, Markov, power mean/Lyapunov).

    Computations: Indicators. Covariance, correlation, covariance matrix. Conditional distribution and density, conditional expectation, conditional variance, the law of total variance. Sums of independent random variables, convolutions. Main families of discrete and continuous distributions (beta, binomial, Cauchy, exponential, gamma, geometric, negative binomial, nor- mal, Poisson, uniform) and relations among them. Multivariate normal distribution.

    Limit Theorems: Convergence in probability, in Lp, and in distribution. Law of large numbers, Central Limit Theorem. Poisson approximation.

    Special models: Simple random walk, reflection principle, gambler’s ruin.


    References:

    • G. R. Grimmett and D. R. Strizaker, Probability and Random Processes
    • A. Klenke, Probability Theory, especially Chapters 2–8
    • S. Ross, A First Course in Probability, especially Chapters 1–8
    • A.N. Shiryayev, Probability, especially Chapters I and IV
  • The (Algebraic) Topology exam will have four questions. The passing requirements:

    • Students with 2 correct solutions and significant progress in another problem earn a PhD Pass
    • Students with 1 essentially correct solution in one problem and a significant progress in  another problem earn a Masters Pass

    Topics typically covered include:

    Basic homotopy theory: homotopy of maps, homotopy classes of maps, homotopy equivalence, (deformation) retracts, contractible spaces, constructions (cones, suspensions, wedge sums), compactness, connectedness.

    Basic homological algebra: chain complexes, chain maps, chain homotopies, homology of a chain complex, long and short exact sequences, tensor products.
    Fundamental group: change of basepoint, functoriality, Van Kampen theorem, the fundamental group of examples (spheres, tori, real and complex projective spaces, surfaces).
    Higher homotopy groups: long exact sequence of fibration, long exact sequence of a pair.
    Covering spaces: lifting properties, universal cover, regular covers, relation to the fundamental group.
    Singular homology: functoriality, relative and reduced homology, disjoint union property, long exact sequence of a pair, excision, Mayer-Vietoris, universal coefficients, Kunneth formula, Hurwicz map from fundamental group, homology groups of basic examples (spheres, tori, real and complex projective spaces, surfaces).
    Singular cohomology: functoriality, disjoint union property, long exact sequence of a pair, excision, Mayer-Vietoris, cohomology groups of basic examples (spheres, tori, real and complex projective spaces, surfaces).
    Cellular/simplicial homology: simplicial complexes, cell complexes, definitions of singular and simplicial homology, isomorphisms with singular homology, computing basic examples.
    Topological manifolds: definition, Poincare duality for oriented closed manifolds, basic examples (spheres, tori, real and complex projective spaces, surfaces).

    References:

    • A. Hatcher: Algebraic Topology
    • I.M. Singer and J.A. Thorpe: Lecture Notes on Elementary Topology and Geometry
    • M.J. Greenberg and J.R. Harper: Lectures on Algebraic Topology
    • J.W. Vick: Homology Theory
    • W.S. Massey: Algebraic Topology: An Introduction
    • I. Madsen and J. Tornehave: From Calculus to Cohomology

Deprecated Exams

The Mathematics Department undertook a comprehensive review of our written exam policies during the 2023-24 academic year. Beginning Fall 2024, our new policies take effect. Students admitted prior to Fall 2024 may choose between following the program policies during their year of admission or following the new program policies. Below we include information on the pre-2024 graduate exams.

Students admitted prior to Fall 2024 had the following requirements:

  • AMAT PhD students required 4 exams at the PhD level
  • MATH PhD students required 6 exams at the PhD level
  • AMAT Masters students required 2 exams at the Masters level
  • MATH Masters students required 4 exams at the Masters level

Note: under these policies, Algebra and Geo/Top counted as 2 exams each.

  • Most of the following topics are normally covered in the course Math 502a.

    Direct Methods for Linear systems. Gaussian Elimination and LU Factorization, Banded Systems, Symmetric Matrices, Perturbation Theory and Error Analysis

    Matrix Eigenvalue Problems. Canonical Forms, Perturbation Theory, Jacobi Methods, The Power Method (including Inverse and Rayleigh Quotient iterations), Eigenvalues of Condensed Matrices (including unitary elementary transformations, reduction to Hessenberg form, QR algorithm), Singular Value Decomposition (SVD)

    Linear Least Squares Problems. The Method of Normal Equations, Least Squares and the SVD (including pseudoinverse solutions), Orthogonal Decompositions

    Iterative Methods for Linear Systems. Stationary Iterative Methods (Jacobi and Gauss-Seidel), Successive Overrelaxtion Methods (including convergence analysis), The Conjugate Gradient Method
    Preconditioned Methods


    References:

    • G. Dahlquist and A. Bjorck, Numerical Methods, SIAM, 2003
    • L.N. Trefethen and D. Bau, Numerical Linear Algebra, SIAM,1997
    • J.W. Demmel, Applied Numerical Linear Algebra, SIAM, 1997
    • W. Cheney and D. Kincaid, Numerical Analysis, Brooks/Cole, 1996
    • E.K. Blum, Numerical Analysis, Addison-Wesley, 1972